New Job Posting – Attorney SEC

Job Title Attorney positions
Location San Francisco, CA
Compensation $102,691 to $168,892 per year
Series & Grade SK-905-12
Position Number Direct Hire
Application Deadline April 3, 2020

Summary
These 2 positions are within the Office of Compliance Inspections and Examinations in the San Francisco Regional Office of the U.S. Securities and Exchange Commission.

Responsibilities
Duties of an OCIE attorney include participating in planning and conducting securities compliance examinations, developing reports of findings, and providing recommendations for examinations; and conducting research, review and analysis of a variety of documents related to investment adviser, private fund, and mutual fund examinations, and developing recommendations to resolve problems or issues encountered.

Qualifications
J.D. or LL.M. degree –AND–
1 year post J.D. experience as a practicing attorney or possess a L.L.M., the ability to perform compliance examinations of investment advisers, investment companies and private funds, and the ability to communicate effectively in writing and orally.

To Apply
Mail resume to: Elena Ro, US SEC, 44 Montgomery Street, Suite 2800, San Francisco, CA 94104. The SEC is an Equal Opportunity Employer and actively seeks a diverse workforce.

The SEC is an equal opportunity employer